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Short selling
Results: 2054

#	Item
931	COMMISSION NEWS ARIZONA CORPORATION COMMISSION, 1200 W. WASHINGTON, PHOENIX, AZ[removed]TO: EDITORS, NEWS DIRECTORS FOR: IMMEDIATE RELEASE DATE: June 25, 2004 Add to Reading List Source URL: www.azinvestor.gov Language: English - Date: 2013-08-12 19:15:54 Stock market Investment Financial regulation Short Short selling Initial public offering Securities regulation in the United States Finance Financial economics Business
932	Microsoft Word - Final Amended and Restated Custodian Agreement _2_.DOC Add to Reading List Source URL: fonds.rbcgma.com Language: English - Date: 2011-09-06 10:16:14 Financial system Short selling Security Stock market Settlement Securities lending Depository Trust & Clearing Corporation Repurchase agreement Short Financial economics Finance Securities
933	Microsoft Word - Final Amended and Restated Custodian Agreement _2_.DOC Add to Reading List Source URL: funds.rbcgam.com Language: English - Date: 2011-09-06 10:07:03 Financial system Short selling Security Stock market Settlement Securities lending Depository Trust & Clearing Corporation Repurchase agreement Short Financial economics Finance Securities
934	Microsoft Word - nov17-05.doc Add to Reading List Source URL: www.azinvestor.gov Language: English - Date: 2013-08-15 17:34:43 Finance Financial regulation Short selling Cease and desist Securities fraud Short U.S. Securities and Exchange Commission Securities Financial system Financial economics
935	March 8, 2013 No[removed]Rejection of SSE Orders, and SS Orders and Short Crosses marked as SME Further to Notice[removed]issued on August 31, 2012, and IIROC’s notice regarding Add to Reading List Source URL: alpha-group.ca Language: English - Date: 2014-10-01 17:48:18 Short Short selling Order Business Investment Finance Financial economics Financial regulation
936	No-Action Letter: Financial Industry Regulatory Authority, Inc. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-12-03 08:56:51 United States securities law Financial markets Financial regulation Short selling Broker-dealer Securities Exchange Act Short Security Securities market Financial economics Finance Financial system
937	MARYLAND STATE TREASURER’S OFFICE Louis L. Goldstein Treasury Building 80 Calvert Street, Room 109 Annapolis, Maryland[removed]QUESTIONS AND ANSWERS Add to Reading List Source URL: www.treasurer.state.md.us Language: English - Date: 2011-03-07 15:11:00 Financial services Short selling Funds Institutional investors Custodian bank Repurchase agreement Securities lending Security Money market fund Financial economics Investment Finance
938	Rules Notice Guidance Note UMIR Contact: James E. Twiss Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2012-10-11 11:05:08 Investment Mathematical finance Financial regulation Short selling Short Universal Market Integrity Rules High-frequency trading Algorithmic trading Derivative Financial economics Financial markets Finance
939	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON. D.C[removed]DIVISION OF MARKET REGULATION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2002-08-23 15:22:32 Financial markets Options Clearing Corporation Financial services Financial regulation Short selling Broker-dealer Short U.S. Securities and Exchange Commission Securities Exchange Act Financial economics Financial system Finance
940	EFFECTIVE AS OF July 1, 2014 FIXED INCOME CLEARING CORPORATION MORTGAGE-BACKED SECURITIES DIVISION CLEARING RULES Add to Reading List Source URL: dtcc.com Language: English - Date: 2014-07-01 14:38:51 Financial markets Securities United States housing bubble Short selling Depository Trust & Clearing Corporation Short Commodity Futures Trading Commission Repurchase agreement Futures contract Finance Financial economics Financial system

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